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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

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LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

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BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

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