Search Result

781 - 800 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

LR 3.1 Application

As Published: 2005

LR 3.1 Application

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers