Search Result

61 - 80 of 820 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PR App 3.1

As Published: 2005

PR App 3.1

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities