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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

SYSC 13.3 Other related Handbook sections

As Published: 2006

SYSC 13.3 Other related Handbook sections

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares