Search Result

721 - 740 of 852 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions