Search Result

661 - 680 of 728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

DTR 3.1

As Published: 2005

DTR 3.1

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers