Search Result

641 - 660 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 13.2 Purpose

As Published: 2004

MCOB 13.2 Purpose

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information