Search Result

641 - 660 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose