Search Result

621 - 640 of 701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions