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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.