Search Result

561 - 580 of 875 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices