Search Result

561 - 580 of 709 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS