Search Result

541 - 560 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction