Search Result

541 - 560 of 685 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing