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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments