Search Result

481 - 500 of 677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

LR 17.1 Application

As Published: 2005

LR 17.1 Application

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity