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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process