Search Result

481 - 500 of 729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 11.1 Application

As Published: 2006

COB 11.1 Application

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information