Search Result

461 - 480 of 764 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement