Search Result

461 - 480 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction