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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?