Search Result

461 - 480 of 890 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles