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COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2001
COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
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REC 2.13 Promotion and maintenance of standards
As Published: 2004
REC 2.13 Promotion and maintenance of standards
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PERG 8.18 Financial promotions concerning the Lloyd’s market
As Published: 2005
PERG 8.18 Financial promotions concerning the Lloyd’s market
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REC 4.7 The section 297 power to revoke recognition
As Published: 2001
REC 4.7 The section 297 power to revoke recognition
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FEES 5.8 Joining the Financial Ombudsman Service
As Published: 2006
FEES 5.8 Joining the Financial Ombudsman Service
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SYSC 13.8 External events and other changes
As Published: 2006
SYSC 13.8 External events and other changes
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DTR 5.9 Filing of information with competent authority
As Published: 2007
DTR 5.9 Filing of information with competent authority
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REC 4.6 The section 296 power to give directions
As Published: 2001
REC 4.6 The section 296 power to give directions
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