Search Result

441 - 460 of 793 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?