Search Result

421 - 440 of 875 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses