Search Result

401 - 420 of 791 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

As Published: 2004

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator