Search Result

401 - 420 of 802 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

REC 1.1 Application

As Published: 2005

REC 1.1 Application

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending