Search Result

401 - 420 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

As Published: 2004

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PR App 1.1

As Published: 2005

PR App 1.1

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions