Search Result

381 - 400 of 900 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability