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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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