Search Result

341 - 360 of 385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose