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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources