Search Result

301 - 320 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse