Search Result

261 - 280 of 610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PR App 3.1

As Published: 2005

PR App 3.1

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose