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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose