Search Result

221 - 240 of 673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application