Search Result

221 - 240 of 806 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion