Search Result

221 - 240 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act