Search Result

221 - 240 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions