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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PR App 1.1

As Published: 2005

PR App 1.1

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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COND 1.3 General

As Published: 2001

COND 1.3 General

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

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