Search Result

201 - 220 of 569 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 13.3 Other related Handbook sections

As Published: 2006

SYSC 13.3 Other related Handbook sections

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor