Search Result

201 - 220 of 539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data