Search Result

181 - 200 of 831 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose