Search Result

161 - 180 of 508 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings