Search Result

481 - 500 of 547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction