Search Result

441 - 460 of 812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose