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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

LR 19.1 Application

As Published: 2005

LR 19.1 Application

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures