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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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