Search Result

361 - 380 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general