Search Result

301 - 320 of 829 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms